On July 15, 2024, the U.S. Securities and Exchange Commission (SEC) published a Nasdaq rule proposal that would amend its rules to...

In a continuing effort to regularize the disclosures provided by companies under new Item 1.05 of Form 8-K, the U.S Securities and...

In late 2023, Form 8-K was amended to include new Item 1.05, which requires public companies to disclose any cybersecurity incident a...

On May 3, 2024, the U.S. Securities and Exchange Commission (SEC) entered an order instituting settled administrative and...

On April 4, 2024, the SEC issued an order staying the newly adopted climate-related disclosure rules (see the fact sheet here) pending...

In March 2024, an advisory firm settled charges with the U.S. Securities and Exchange Commission (SEC) that it failed to file a Schedule...

Late last month, the U.S. Securities and Exchange Commission (SEC) charged the CEO of a public company with making false and misleading...

A recent Wall Street Journal Article...

A requirement of the special purpose acquisition company (SPAC) structure is that the management team of a SPAC cannot have...

On January 24, 2024, the U.S. Securities and Exchange Commission (SEC) adopted some of the rules relating to special purpose acquisition...

On December 14, 2023, the Director of the Division of Corporate Finance published a speech (speech:...

On November 22, 2023, the U.S. Securities and Exchange Commission (SEC) postponed the effectiveness of the Share Repurchase Disclosure...