On July 15, 2024, the U.S. Securities and Exchange Commission (SEC) published a Nasdaq rule proposal that would amend its rules to...

In late 2023, Form 8-K was amended to include new Item 1.05, which requires public companies to disclose any cybersecurity incident a...

On May 3, 2024, the U.S. Securities and Exchange Commission (SEC) entered an order instituting settled administrative and...

In March 2024, an advisory firm settled charges with the U.S. Securities and Exchange Commission (SEC) that it failed to file a Schedule...

Late last month, the U.S. Securities and Exchange Commission (SEC) charged the CEO of a public company with making false and misleading...

A recent Wall Street Journal Article...

A requirement of the special purpose acquisition company (SPAC) structure is that the management team of a SPAC cannot have...

On January 24, 2024, the U.S. Securities and Exchange Commission (SEC) adopted some of the rules relating to special purpose acquisition...

On December 14, 2023, the Director of the Division of Corporate Finance published a speech (speech:...

On November 22, 2023, the U.S. Securities and Exchange Commission (SEC) postponed the effectiveness of the Share Repurchase Disclosure...

In two compliance and disclosure interpretations (Proxy Rules and Schedules 14A/14C 139.08 and 139.09) the SEC clarified the limits of...

By Dec. 1, 2023, all publicly listed companies must adopt clawback policies that comply with listing standards adopted by the exchanges....