1/24/2025 5:53:41 PM Following Monday’s Inauguration, Leadership of Banking Agencies Under Trump Is Uncertain By Melissa Hall Although the Trump administration has announced a number of cabinet and agency leadership nominees, there has been a curiously...
6/29/2023 7:21:18 PM No Fireworks Celebrations This July 4th for U.S. Broker-dealers that Disseminate Research to EU and UK Clients By Stephen Cohen Effective July 4, 2023, broker-dealers in the U.S. will no longer be able to receive “hard dollars” for providing research to EU or UK...